Fintech · Wealth & Investing · 50–200 · North America #b007_15

Context

We build planning software that helps financial advisors and accountants analyze clients' tax situations from uploaded documents.

Industry

Fintech · Wealth & Investing

Size

50–200 employees

Region

North America

Tools budget

$1K–5K per month

Needs

Continuous compliance monitoring. We want continuous monitoring that shows our security controls still work between formal audits.

Today: security program mapped to control frameworks with ongoing monitoring; a tax team tracks rule changes · Urgency: this year

Document AI & extraction. Our product extracts data from uploaded tax documents, and accuracy on messy scans directly affects user trust.

Today: uploaded prior-year returns are read with character recognition and then checked by users · Urgency: this year

Who decides

cto · security review

Expects from suppliers

High extraction accuracy on scanned forms; Evidence mapped to common security frameworks; Enterprise-friendly security documentation

Not a fit

Generic OCR without form understanding; Tools needing on-prem install

Stack

compliance tooling in place, cloud: AWS-class hyperscaler

Buying triggers

upcoming audit or certification, regulatory change