Fintech · Wealth & Investing · 1000+ · North America #b007_05

Context

We build portfolio data aggregation and analytics software for wealth managers, family offices and private banks, operating several platforms under annual security audits.

Industry

Fintech · Wealth & Investing

Size

1000+ employees

Region

North America

Tools budget

$20K+ per month

Needs

Audit evidence collection. We go through annual independent security audits across several platforms and want evidence collection to be continuous, not a yearly scramble.

Today: annual independent audits per platform, with evidence compiled by compliance staff around each audit window · Urgency: this year

Data quality & observability. Our product depends on aggregating large volumes of portfolio data, and quality issues reach clients quickly.

Today: dedicated engineering group builds validation frameworks for portfolio data; analysts review exceptions manually · Urgency: now

Who decides

head of data · security review

Expects from suppliers

Scales across multiple audited platforms; Strong enterprise security posture; Integrates with cloud infrastructure

Not a fit

Startups without their own attestations; Tools limited to single-product scope

Stack

cloud: AWS-class hyperscaler, compliance tooling in place, data warehouse: cloud

Buying triggers

upcoming audit or certification, tool consolidation