Fintech · Wealth & Investing · 200–1000 · Europe #b008_03

Context

We are a digital wealth manager offering managed portfolios, tax-advantaged accounts and pensions to retail investors in more than one European market.

Industry

Fintech · Wealth & Investing

Size

200–1000 employees

Region

Europe

Tools budget

$5K–20K per month

Needs

Data pipelines & integration. We must launch new product data flows while retiring legacy warehouse jobs, without breaking reporting the business relies on daily.

Today: engineers migrating legacy warehouse jobs onto an orchestrated transformation toolchain · Urgency: now

Continuous compliance monitoring. Our compliance monitoring programme spans several regulated entities and still depends on manual reviews and spreadsheets to spot control gaps.

Today: compliance analysts reviewing several regulated entities through periodic checks and spreadsheets · Urgency: this year

Audit evidence collection. After acquiring other regulated firms, gathering evidence for risk reviews and audits across entities takes our small team too long.

Today: a lean risk team collecting audit proof across acquired firms by hand · Urgency: this year

Who decides

head of compliance · security review

Expects from suppliers

Works with an orchestration and transformation toolchain we already run; Supports multiple regulated legal entities; Clear pricing that scales with assets or users

Not a fit

Enterprise suites needing long implementation projects; Tools built only for institutional trading desks

Stack

cloud: AWS-class hyperscaler, data warehouse: cloud, CI/CD pipeline in place

Buying triggers

new market or product launch, tool consolidation